DL Securities | Hong Kong

Global Capital Market Service

Providing financing service for corporate and institutional clients, including private equity, bonds, structured products and fund, for the purposes of striving to expand financing channels, save costs and improve efficiency for customers.
- • IPO Financing: act as global coordinator, book runner or placement agent, providing IPO advisory in capital market requirements, accounting and financial reporting requirements, corporate governance, roadshow visibility, Pre-IPO valuation, listing underwriting, price stabilization, etc.
- • Private Equity Financing: act as placement agent or introducer, providing primary and secondary market financing services, including sourcing and screening potential investors, introducing strategic partners, and providing shareholders with liquidity via PE secondary market.
- • Bonds Financing: act as global coordinator, book runner or placement agent. providing public offering and private placement services in USD, RMB and EUR to accommodate clients structure and cost needs.
- • Structured Financing: act as placement agent or introducer, providing customers with flexible structured financing solutions, including stock mortgage financing, convertible and exchangeable bonds, cross-border financing, derivative financing, M&A loans, bridge loan financing, mezzanine financing, etc.
- • Fund Financing: act as distributor or introducer, providing primary and secondary market financing services for institutional funds, focusing on private equity, fixed income, secondary market stocks and commodities investment strategies.
Global Securities Brokerage Services

Providing customers with one-stop trading services in global market , covering a wide range of product categories such as stocks, bonds and funds, etc., aiming to to increasing liquidity and reducing transaction costs for customers.
- • Securities Trading: providing a full range of securities brokerage and trading services, helping find and screen counterparties, ordinating execution and delivery, with products covering global stocks, bonds, funds, structured products and derivatives, etc.
- • Electronic Trading Services: providing convenient and secure electronic trading and settlement services and helping customers seize investment opportunities.
- • Margin Financing Services: providing margin financing services and providing customers with flexible investment leverage solutions.
Global Corporate Financing Advisory Services

Providing advisory services for enterprise clients, including M&A, financing and structuring, etc.; providing financial advisory and independent financial advisory services for listed companies in Hong Kong Stock Exchange. For the purpose of bring benefits for customers, including seizing opportunities for industry integration, optimizing financing solutions, strengthening corporate governance and promoting communication with regulators.
- • M&A advisory: providing advisory services such as structuring, target screening, valuation and pricing, transaction strategy, coordinating negotiations, implementation process, etc.
- • Independent Financial Adviser: providing independent financial advisory services for major or related transactions conducted by companies listed on the Hong Kong Stock Exchange, including providing professional advice on compliance matters, objective and independent assessment advice, assisting in the preparation of circulars, coordinating communication with regulators, etc.
- • Compliance Advisory: providing compliance advisory services on listing rules for companies listed on the Hong Kong Stock Exchange, including assisting clients to understand compliance responsibilities, conducting compliance assessment on transactions, and providing customized compliance policies and programs, etc.
- • Financing Advisory: designing customized financing solutions for corporate clients, including financing structure planning, risk assessment, financing channel construction, investors relations as well as roadshow coordination, transaction execution and other services.
Global Investment Advisory Services

Providing investment advisory and investment research services for institutional and individual investors, covering real estate, logistics, finance, technology, healthcare, entertainment, retail and other industries; managing a number of fixed income, equity and alternative investment strategies, committed to seeking quality investment solutions for customers with different risk-return preferences.
- • Multi-strategy Investment Advisory: act as investment adviser or external asset manager, provide customized investment management service or investment advice for discretionary/non-discretionary institutional funds and individual investors, including fixed income, equity and alternative investment strategies.
- • Investment Research: Research coverage on macroeconomic trends, individual investment opportunities and investment advice by leveraging deep industry experience in global capital markets.

BIG FIRM RESULTS, SMALL FIRM FEEL​

Global Capital Market Service

Global Securities Brokerage Services

Global Corporate Financing Advisory Services

Global Investment Advisory Services

BIG FIRM RESULTS, SMALL FIRM FEEL